Why aren’t drops of water flat? Why can some bugs walk on water? Why do babies with
RDS have collapsed alveoli? All three of these questions have one explanation: surface
tension.
Definition:
Surface tension is a force that reduces the exposed surface of a liquid to the smallest
possible area. Surface tension is created at an air-liquid interface through the
attraction of molecules in a liquid to each other. The molecules at the surface
do not have other liquid molecules above them. For this reason, the molecules at
the surface have an unbalanced attraction from molecules below the surface and next
to them, but not from above them.
A molecule in the top row has no molecules above it, thus experiences a net pull
downward. This attraction creates a surface film. A subsurface liquid molecule share
has equal molecular attraction in all directions so it sees no "net" pull (figure
1).
FIGURE 1. Surface tension results from uneven attraction on surface molecules of
a liquid
The net direction of surface tension is parallel to a flat surface and toward the
middle of a curved surface.
History:
Making the connection of surface tension to pulmonary mechanics was first done in
1929 by Kurt von Neergaard. He compared fluid-filling and air-filling lungs. As
seen in figure 2, it takes considerably more pressure to fill lungs with air than
with a liquid, in this case saline. Saline filling eliminates any air-liquid interface
so only lung tissue elastic fibers oppose filling pressures. Air
filling creates a gas-liquid interface; thus, both surface tension and tissue
elastic fibers oppose inflation. As the figure shows, more than 80%
of the lung elastic forces at full distension are from surface tension. But, at
end expiration, both liquid- and air-filled lungs have the same volume. At end expiration,
there is no elastic pressure or surface tension pressure remaining to further deflate
the lung, meaning surface tension is zero.
Figure 2. Inflation of an excised lung with gas requires 4x as much distending pressure
as inflation with a liquid
Lung Surfactant Composition and Activity:
Surfactants are molecules that have a preference for an interface location. (Interface
location means air-water interface.) Amphipathic molecules, like surfactant, have
two different regions. One region is polar, hydrophilic (water-liking), and the
other region is non-polar, hydrophobic (water-hating).
The majority of lung surfactant amphipathic molecules are phospholipids, the same
family of molecules that form all the cell membranes and intracellular membranes.
The water-loving head of these molecules is a phosphate group + an alcohol group.
The tails are two long-chain fatty acids.
Figure 3. Schematic of amphipathic molecule
These molecules form a film that lines the inside of the lung. This film of surfactant
molecules at the air-liquid interface lowers the attractive forces between surface
molecules of the liquid. The amount of surface tension lowering generated by a lung
surfactant film is dependant on the nature of the concentration of the surfactant
on the surface. Therefore, surface tension is reduced the most when a monolayer
film of surfactant molecules is squeezed close together in expiration.
The surfactant film is produced when molecules enter the surface, a process called
"adsorption." During inspiration, the molecules in the film separate as the
alveolar surface expands. During expiration, the molecules in the film get squeezed
together as tightly as possible, and in fact, some are "squeezed out" of
the film because there is no room for them. However, these "squeezed out" molecules
remain "associated" with the film and they re-enter the film during the next inspiration,
a process called "respreading."

Of the six cell membrane-type phospholipids, only one type, the phosphatidylcholines,
make up 90% of lung surfactant phospholipids, and half of these have fatty acid
tails with no double bonds (saturated). These are essential for tight packing during
surface contraction in expiration.
Four proteins are associated with surfactant. They are named sequentially, A to
D (e.g. surfactant protein A is SP-A).Two of the proteins, SP-A and SP-D, are large
and have multiple functions in the lung. The other two, SP-B and SP-C, are small,
extremely hydrophobic (lipid-like), and have only surfactant-related functions.
Only 1 protein, SP-B, is essential for lung surfactant activity, and babies born
with congenital SP-B deficiency die of unrelenting RDS without lung transplants.
Mice bred to be deficient in SP-B also die at birth. Mice bred deficient in any
one of the other surfactant proteins are healthy.
The action of SP-B is to interact with the phospholipids to get them in the surface
(adsorption and respreading) and to "order" the phospholipids on the surface (facilitate
the close packing) during expiration.
Function of Lung Surfactant
A) Keeping Alveoli Open in Expiration
It is important that the alveoli remain open during expiration and not collapse.
Oxygenation of the blood needs to be continuous, not intermittent as it would be
if alveoli collapsed after every breath. Lungs with significant surface tension
will collapse in expiration. Lung surfactant keeps alveoli open in expiration by
lowering surface tension to ~ 0.
In RDS in premature infants, the reason for the respiratory failure is that most
of the lung alveoli are collapsed because of surfactant deficiency.
B) Assuring Even Inflation of Alveoli in Inspiration
When an alveolus inflates during inspiration, the surface tension rises, which stops
further inflation, and inhaled air is diverted to less well-aerated alveoli. The
rise in surface tension during inspiration prevents over-distention of some alveoli
and facilitates even distribution of the inhaled gas among all 300,000,000 alveoli
that branch from the airway.
Biophysical Actions and Effects of Lung Surfactant
Apoprotein on Surface Activity
and Molecular Structural Characteristics*
SP-A
- Most abundant surfactant apoprotein
- Relatively hydrophilic
- Enhances phospholipid aggregation and order
- Necessary for tubular myelin formation (with SP-B, calcium)
- Enhances phospholipid adsorption
- May participate in film refining and in enhancing respreading during cycling
SP-B
- Most active hydrophobic protein in improving overall surface activity
- Necessary for tubular myelin formation (with SP-A, calcium)
- Interacts with both phospholipid headgroups and chains
- Orders lipid headgroups and has mixed overall effects on bilayer order
- Can disrupt and fuse phospholipid bilayers and vesicles
- Greatly enhances phospholipid adsorption
- Increases respreading and contributes to film refining during cycling
SP-C
- Decreases order and packing density in phospholipid bilayers
- Interacts largely with phospholipid hydrophobic chains
- Can disrupt and fuse phospholipid bilayers and vesicles
- Greatly enhances phospholipid adsorption
- Increases respreading and contributes to film refining during cycling
SP-D
- Has significant structural similarity to SP-A
- No role has been demonstrated
- Hydrophilic
* With variations: Notter, RH et al.
Lung Surfactants Basic Science and Clinical
Application; 2000.